Print This PageEmail This Page

Corporate Governance

SEC and Governance

Unless noted, all documents are in PDF format.

A B C H L M N R S T U W

A

In re: American Express Co. Sec. Litig., 02 cv 5533 (S.D. N.Y. Sept. 26, 2008) »

Judgment, In re: American Express Co. Sec. Litig., 02 cv 5533 (S.D. N.Y. Sept. 26, 2008) »

In re Am. Stock Exch. LLC., Release No. 3-12774 (2007). »

Analytical Surveys, Inc. v. Tonga Partners, L.P., 2008 WL 4443828

back to top


B

In re Boston Stock Exch., Release No. 56352 (2007). »

back to top


C

CA, Inc. v. AFSCME, No. 329, 2008, Del. Sup. Ct. (Certified Question from the SEC, June 27, 2008) »

Christopher Cox, Chairman of the SEC, Speech to the Chamber of Commerce (Mar. 14, 2007). »

Complaint, SEC v. Mercury Interactive, (N.D. Cal. May 31, 2007). »

CTS Inc., v. Dynamic, _U.S. (1986)(No. 86-71). »

back to top


H

Higginbotham v. Baxter Int’l, 06-1312 (7th Cir. July 27, 2007). »

back to top


L

Langevoort Letter on the Role of Litigation to SEC Chairman Cox, Attachment, August 7, 2007 »

Letter from Prof. Donald C. Langevoort on the Role of Litigation to Christopher Cox, Chairman of the SEC (Mar. 2, 2007). »

back to top


M

Makor v. Tellabs, 127 S. Ct. 2499 (2007). »

Makor v. Tellabs, 2008 WL 151180 (7th Cir. 2008) Cert granted Makor v. Tellabs, 127 S. Ct. 2499 (2007). »

Makor v. Tellabs, 2009

March Schapiro, Chairman, Securities and Exchange Commission »

back to top


N

In re Navistar, SEC Admin. Proc. File No. 3-12564 (Feb. 13, 2007). »

Newby v. Enron, Civil Action No. H-01-3624 »

back to top


R

Regents of the Univ. of Cal. v. Credit Suisse First of Boston, 482 F.3d 372 (5th Cir. 2007). »

back to top


S

SEC Release »

SEC v. Bank of America, cv o6829, SD NY, 2009

SEC v. Brooks, 07-61526 (S.D. Fla. Oct. 25, 2007). »

SEC v. Cuban

SEC v. Dorozhko, 07Civ. 9606 (S.D.N.Y. Jan. 8, 2008). »

SEC v. Madoff, 08 civ 10791, SD NY 2008 »

SEC v. Nature’s Sunshine Products, Inc., Douglas Faggiolo, and Craig D. Huff, No. 2:09CV0672

SEC v. Pirate Investor, LLC, 2009 WL 2949091 (4th Cir., Sept. 15, 2009).

SEC v. Reyes, No. C 06-04435 CRB (N.D. Ca. May 13, 2007). »

SEC v. Schwinger, 07-CV-01047 (D.D.C. June 13, 2007). »

SEC v. Todd, (N.D. Ca. May 30, 2007). »

Security Exchange Commission Act of 1934, 15 U.S.C. 78 (1934). »

Shareholder Proposals Relating to the Election of Directors, Exchange Act Release No. 34-56161 (July 27, 2007) »

Shareholders Proposals, Exchange Act Release No. 34-56160 (July 27, 2007) »

Simpson v. AOL Time Warner Inc., 452 F.3d 1040 (9th Cir. 2006). »

In re Sodano, In the Matter of Salvatore F. Sodano »

South Ferry LP v. Killinger, 06-35511 (9th Cir. September 9, 2008) »

Stoneridge v. Scientific-Atlanta, 443 F.3d 987 (8th Cir. 2006). »

back to top


U

United States v. Reyes, No. CR 06-0556 (N.D. Cal. 2007). »

back to top

W

In re: Williams Securities Litigation, No. 07-5119, 10th Cir., Feb. 19, 2009